An act whereby a consumer obtains product information from sales personnel and then uses the information to make a purchase from a low-cost discount store that does not offer personal service
When an underwriter witholds a certain amount of IPO shares and later sells them for a higher price Prohibited by the Securities Exchange Commission and the National Asociation of Securities Dealers
This occurs when a customer buys and sells a security without paying for the purchase The penalty for the violation is that the account is frozen for 90 days See also Frozen Account
When an underwriter withholds a certain amount of IPO shares and later sells them for a higher price Prohibited by the Securities Exchange Commission and the National Association of Securities Dealers