compliance officer teriminin İngilizce İngilizce sözlükte anlamı
A person who is employed to ensure that a company does not contravene any statutes or regulations which apply to its activities
The Compliance Officer is a high level position within the organization often at the executive or senior management level This person is responsible for operating, guiding, and monitoring the compliance program This individual often reports directly to the CEO and/or the governing body The Compliance Officer may have a different title at different facilities For example, this person may also be known as the Integrity Officer, Corporate Responsibility Officer, or Ethics Officer
Person responsible for the review and implementation of procedures for monitoring and supporting investment advisory and mutual fund businesses to ensure regulatory compliance
(Responsable de la conformité des règlements) The officer that oversees trading and other activities to ensure that regulations are being adhered to